Broadridge Financial Solutions to acquire data and analytics platform Fi360
Broadridge Financial Solutions has entered a purchase agreement for Fi360, a fiduciary-focused software, data and analytics solution for financial advisors and intermediaries.
Regulators have reportedly blocked Deutsche Bank’s new board member due to conflict of interest
German lender Deutsche Bank has reportedly seen one of its newly proposed board members be rejected by regulators.
Theta Lake – 6 Dos and Don’ts When Using Transcription for Compliance
The communication compliance technology provider Theta Lake has created a six-step guide for how to get the most out of your voice-reviewing tools.
Thoma Bravo to acquire asset finance software developer IDS
Thoma Bravo has agreed to acquire a majority stake in the asset finance software developer IDS, from current owner SV Investment Partners.
Five reasons why MiFID II’s Article 16 is such a headache to deal with
The EU’s Markets in Financial Instruments Directive (MiFID II) was created to make the regulatory framework protecting investors clearer. However, it is still tricky to comply with.
This is how much money you must have to trade in virtual assets according...
The Securities and Futures Commission (SFC) of Hong Kong has issued new regulations for fund managers investing in virtual assets.
ZEDRA acquires tax compliance platform Talenture
ZEDRA, a trust, corporate, and fund services provider, has acquired accounting, tax compliance, payroll, and HR services Talenture.
Trustwave launches cloud-based cybersecurity platform Trustwave Fusion
Singapore’s financial services firms just received another cybersecurity option to pick from with Trustwave, the the cybersecurity division of Singtel, having just announced its latest digital defence offering.
ESMA chair likens Brexit with “a well-written TV soap” and tells businesses to prepare...
With less than a month left before the UK is reportedly leaving the EU, the boss at the EU’s financial regulator had a few choice words to say.
How does Theta Lake and Cisco’s partnership work?
RegTech startup Theta Lake has partnered with the multinational technology company Cisco to make it easier for businesses to be legally compliant in their video conferences.
