Redland chosen by Natixis Investment Managers to support SM&CR compliance
Redland, which designs compliance solutions for financial services, has been selected by Natixis Investment Managers UK to support regulatory requirement needs.
Volkswagen Bank GmbH partners with BearingPoint to fulfil its ECB reporting obligations
BearingPoint, an independent management and technology consultancy, has found another client in Volkswagen Bank Gmbh, the automobile bank subsidiary of Volkswagen.
FCA proposes contingent charging ban for pensions after accusations of failing to prevent vulture...
The Financial Conduct Authority (FCA) has proposed a ban on contingent charging for pension transfer advice to protect consumers from so-called vulture advisers who only got paid if the transfer went through.
The EBA publishes new clarifications for PSD2
The European Banking Authority (EBA) has published a new set of clarifications regarding APIs under PSD2.
UK’s FCA extends SM&CR to FCA solo-regulated firms
The UK’s Financial Conduct Authority has extended the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms.
Data privacy company Ethyca said to raise $4.2m in funding
Ethyca, a data privacy automation service for all sizes of businesses, has reportedly raised $4.2m in funding.
ESMA applauds Bulgaria, Denmark and Croatia’s product intervention initiatives
Authorities in Bulgaria, Denmark and Croatia have issued new product intervention measures and the European Securities and Markets Authority (ESMA) welcome them.
Why is RegTech investment around the world growing?
Investment in RegTech companies has reached record levels in the first six months of 2019. The question is why that is and if the growth will continue.
Standard Life Assurance Limited slammed with £30.79m fine for compliance failure
The Financial Conduct Authority (FCA), the UK financial regulator, has fined Standard Life Assurance Limited (SLAL) with a £30.79m fine for failing to comply with the rules regarding non-advised annuity sales.
European Commission’s GDPR verdict is that “work needs to continue”
The EU’s executive arm is happy with the implementation of the General Data Protection Regulation (GDPR) so far, but hints that more needs to be done.
