Home RegTech Compliance Management

Compliance Management

Thomson Reuters acquires regulatory and legal support platform HighQ

HighQ, a provider of regulatory and legal support, has been acquired by Thomson Reuters for an undisclosed amount.

GRC management platform VComply nets $2.5m in seed round

VComply, a GRC management platform, has netted $2.5m in its Seed funding round led by US-based venture capital firm Accel.

Financial institutions need to put conduct risk on same priority level as KYC/AML

KYC and AML have received a lot of RegTech focus, but conduct risk needs to receive more attention, according to Dilip Mohapatra, founder at Cognitive View.

Banking software company Temenos acquires Logical Glue for £12m

By scooping up London-based Logical Glue, Temenos is strengthening the legal compliance of its banking platform.

MHR Analytics poll reveals almost three-quarters of people are insecure about their data

Business intelligence and analytics company MHR Analytics’ survey has unearthed that 73% of respondents are not confident about their data and numbers on month-end closes and audit submissions.

ESMA launches public consultation on new UCITS fees guidelines

The European Securities and Markets Authority (ESMA) is asking the public to chip in about how the guidelines regarding undertakings for collective investments in transferable securities (UCITS) should look like.

US regulators offer clarity on application for opportunity zone investments

US regulators have released an explanation of application to the federal and state securities laws for opportunity zone investments.

BigID raises up to $50m in new funding

Data protection company BigID has raised up to $50m in a new funding round.

Data management platform Amperity nets $50m in Series C round

Amperity, an AI-powered customer data management platform, has collected $50m in its Series C round.

ESMA downgrades sanctions against four Scandinavian banks after appeals to the BoA

The European Securities and Markets Authority (ESMA) has amended its enforcement of Nordea Bank, Svenska Handelsbanken, SEB and Swedbank following a decision by the Board of Appeal of the European Supervisory Authorities (BoA).

50,000+ RegTech leaders get exclusive industry stories delivered every week