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Compliance Management

HCS Capital backs Chilean RegTech Ceptinel

US private equity firm HCS Capital Partners has backed Chilean RegTech Ceptinel with a $1m initial investment.

Hatton buys Quantvex for post-DOL Fiduciary Rule environment

Hatton Consulting has purchased Quantvex, a venture-backed technology startup focused on digital engagement for the wealth management industry.

RegTech and dialogue with regulators are the key to compliance

Adopting RegTech and opening dialogue with regulators are both vital in helping the financial services industry achieve compliance according to Subas Roy, partner at Oliver Wyman.

Aurea readies software product suite for GDPR

Aurea Software, a provider of customer experience solutions, has launched a library of GDPR-ready software products.

SugarCRM adds more data privacy controls for GDPR compliance

SugarCRM, a customer relationship management (CRM) solution, has bolstered its cloud and product portfolio to enable its customers to implement best practices for data privacy.

KOGER updates PE administration platform

KOGER, which provides software for investor services, compliance, and business process management, has updated its private equity administration platform.

Concentra raises £41m in equity led by One Peak

Concentra Analytics, a data solutions provider, has raised £41m in growth equity led by One Peak Partners.

Pegasystems uses AI to bolster customer onboarding process

Pegasystems has launched artificial intelligence (AI) capabilities to bolster the customer onboarding process for banks.

Token lands Financial Conduct Authority authorisation

Token, a turnkey open banking platform provider, has landed official authorisation by the Financial Conduct Authority (FCA).

MindBridge AI lands $8.4M for financial auditing solution

MindBridge Analytics, an Ottawa, Canada-based data analytics company, has raised $8.4M in Series A financing.
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