Compliance Management

Atria AI, a provider of generative AI solutions for the legal industry, has secured £720,000 in a pre-seed funding round.

Notice Ninja, a tax compliance SaaS platform, has raised $500k in a seed funding round from an existing investor.

Fenergo, a leading provider of AI-driven Client Lifecycle Management (CLM), Know Your Customer (KYC) and Anti-Money Laundering (AML) transaction monitoring solutions, has announced a...

As businesses worldwide push for lower carbon emissions and a transition to renewable energy, Virtual Power Purchase Agreements (VPPAs) or Financial Power Purchase Agreements (FPPAs) have become vital instruments for companies seeking to meet sustainability targets and manage energy price volatility.

Financial services firms are being urged to stay vigilant as reports emerge of executives and employees being impersonated in WhatsApp scams that have led...

The Financial Conduct Authority (FCA) has been actively working to promote safe and responsible AI adoption in the UK financial sector. Last year, it published its AI Update to encourage outcomes-focused AI models. To further this initiative, the FCA recently launched its AI Lab, a collaborative platform for firms, stakeholders, and regulators to discuss AI use cases, share insights, and foster innovation while ensuring compliance.

As artificial intelligence (AI) continues to reshape the financial sector, many institutions are grappling with how best to govern, oversee, and integrate this transformative...

The IRS has issued key updates for January 2025, outlining crucial deadlines and compliance requirements for financial institutions. Comply Exchange, which offers tax compliance...

Financial institutions in the Channel Islands, specifically Jersey and Guernsey, must adhere to stringent compliance requirements under the Foreign Account Tax Compliance Act (FATCA) and the Common Reporting Standard (CRS). These frameworks are crucial in upholding international tax transparency by ensuring institutions report relevant financial information to tax authorities.

Gartner introduced Digital Communications Governance and Archiving (DCGA) in 2023, recognising a growing need for compliance and security solutions within modern communication tools. Theta Lake, a DCGA platform, recently explored what DCGA compliance is and what firms need to know.