Compliance Management

The Financial Conduct Authority (FCA) has reminded firms about the significance of data integrity and algorithmic governance in market abuse surveillance tools, as outlined...

ACA Group, the leading governance, risk, and compliance (GRC) advisor in financial services, has proudly announced the appointment of Jean-Christophe Chandumont as its new Chief Operating Officer (COO).

The 2024 1LoD Surveillance Benchmarking Survey & Report, featuring insights from over 30 leading global banks, has highlighted the pressing need for banks to update their call surveillance practices. Sponsored by Wordwatch, the report outlines the operational and financial risks associated with maintaining multiple legacy systems.

The recently launched 2024 Surveillance Benchmarking Survey & Report from 1LoD and co-sponsored by MCO (MyComplianceOffice), sheds light on the evolving landscape of surveillance...

The financial services industry is undergoing a transformation driven by artificial intelligence (AI) technologies, particularly machine learning (ML). These advancements are significantly enhancing anti-money laundering (AML), counter-financing of terrorism (CFT), and sanctions screening as part of customer lifecycle management (CLM).

The financial sector, including banks, payment firms, FinTechs, and wealth and asset managers, faces significant challenges in interpreting regulatory guidance and converting it into...

Balancing a seamless customer onboarding experience with stringent compliance measures can be challenging. RelyComply, an intelligent AML compliance platform, recently outlined strategies and best practices to streamline the KYC/CDD process, helping businesses navigate anti-money laundering (AML) regulations while enhancing customer satisfaction.

Transcend, a next-generation data privacy platform, has announced the successful raising of $40m in Series B funding. The funding round was led by new investor...

As the Nordic leader in building exterior services, Fasadgruppen is significantly enhancing building energy efficiency. With over 50 subsidiaries, the organisation has faced the daunting task of meeting the Corporate Sustainability Reporting Directive (CSRD) and European Sustainability Reporting Standards (ESRS). Adrian Westman, Head of Sustainability at Fasadgruppen, explained how the company is leveraging Position Green to align with CSRD. 

FileCloud, a leader in content governance and collaboration for unstructured data, has announced the acquisition of Signority, a Canadian-based e-Signature and document workflow platform.