Compliance Management

Wolters Kluwer Legal & Regulatory has acquired UK and France-based Della AI, a provider of AI technology that leverages natural language processing.

Red Oak Compliance is uniquely positioned to understand the needs of compliance departments and the challenges they face. In an era of fast-paced regulatory requirements, the Great Resignations, and a squeeze on resources, this is invaluable.

The evolving financial landscape calls for a more efficient approach towards regulatory compliance. Amid increasing regulatory burdens and the dynamic nature of regulations, the focus on compliance has heightened, thus fuelling the growth of the regulatory compliance industry. Despite this, the lack of standardised terminology around common concepts, such as "regulatory mapping", remains a key concern.

DKK Partners, a FinTech company focused on emerging markets (EM) and foreign exchange (FX) liquidity, has launched operations in Ghana.

Compliance technology company SteelEye has appointed Christopher Pennington as its chief revenue officer.

UK-based regulatory compliance tech developer eflow Global has revealed a major update to its eComms surveillance solution, leveraging a new sophisticated form of decision automation.

IMTF has completed the acquisition of Siron Compliance & AML business from US FICO Corp.

The FCA recently introduced Consumer Duty regulation, which aims to ensure customers receive communications from financial services firms that they understand. How can firms become more compliant with it?

Consumer outcomes are not considered very much by the board or executive committee, according to a new survey by Aveni. The RegTech company completed a...

As companies start preparing for 2023, budgets are often a major talking point. Red Oak Compliance has outlined the five questions companies need to be asking when building the compliance budget.