Theta Lake, Vidyard team to boost video security and compliance for regulated industries
Theta Lake has partnered with video platform Vidyard to strengthen video security and compliance for companies in highly regulated industries.
ESMA considers financial sustainability and stability issues in 2022 agenda launch
The European Securities and Markets Authority (ESMA) has published in 2022 Annual Work Programme to set out what it intends to work on over the next 12 months.
CFTC slaps Citibank with $1m fine for violating swap dealer regulation
The Commodity Futures Trading Commission (CFTC) has imposed a $1m fine on Citibank and Citigroup Global Markets for failing to comply with certain swap dealer requirements.
UK Chancellor Sunak eyes regulatory reform in wake of Greensill crisis
Rishi Sunak has demanded two reviews of the country’s financial regulation linked to supply chain finance followed the collapse of Greensill Capital earlier this year.
China bans all cryptocurrencies in huge virtual currency crackdown
The People’s Bank of China (POB) has officially announced that all transactions including cryptocurrencies are illegal with immediate effect.
ESMA fines UnaVista €238,500 for EMIR failures
The European Securities and Markets Authority (ESMA) has fined trade repository UnaVista for alleged breaches of the European Market Infrastructure Regulation (EMIR).
FCA to team with BofE to develop blockchain-based regulatory reporting initiative
The Financial Conduct Authority (FCA) is teaming with the Bank of England (BofE) to launch a blockchain-based regulatory reporting solution to tackle rising compliance costs.
ECB stress test reveals potential climate peril for European banks
A climate stress test by the European Central Bank (ECB) has found firms based in areas most open to physical risk could see their creditworthiness impacted by climate change.
Banks and asset managers not yet prepared to meet climate risk deadlines
A barometer measuring the climate risk preparedness of the global banks and asset managers has found a lot still needs to be done in terms of practical implementation.
What are the regulatory challenges and solutions for Forex brokers?
In an ever-changing regulatory landscape for companies in financial services, the need to stay up to date and compliant is vital.
