ESMA releases final MiFID II and MIFIR market data obligations report
The European Securities and Market Authority (ESMA) has published its final report on MiFID II and MiFIR obligations concerning market data.
Sentieo closes $20m Series B after a strong 2020
Sentieo has bagged $20m in its Series B round, which comes off the heels of record revenue in 2020.
Air India reveals data of 4.5 million passengers was stolen in SITA cyberattack
Personal data of about 4.5 million passengers of Air India was leaked in a cyberattack on the airline’s data processor, the Indian state-run carrier...
Deutsche Bank bolsters Asia presence with Singapore ESG centre
Deutsche Bank has revealed it is establishing an environmental, social and governance (ESG) Centre of Excellence (COE) in Singapore.
SEC charges healthcare company with multimillion dollar fraud
The Securities and Exchange Commission (SEC) charged a New Jersey-based healthcare company and its founder with fraudulently raising nearly $4m from over 130 investors nationwide through the sale of membership units in the company.
N26 under BaFin scanner for inadequate measures against money laundering
German financial regulator BaFin has ordered challenger bank N26 Bank to implement appropriate controls and safeguards to prevent money laundering and terrorist financing.
ClearBank partners with Napier to boost its AML and screening capabilities
Cloud-based clearing bank ClearBank tied up with AML/CTF and trade compliance tech provider Napier for its advanced transaction screening system in a bid to boost its security.
Under Armour to pay $9m to settle SEC revenue probe for misleading investors
Sports apparel company Under Armour has settled with the Securities and Exchange Commission (SEC) and agreed to pay $9m in fines related to misleading its revenue growth to investors from the third quarter of 2015 through the fourth quarter of 2016.
The European Banking Authority proposes changes to liquidity reporting
The European Banking Authority (EBA) has launched a public consultation on how to improve proportionality in liquidity reporting.
How Ideagen’s three pillars have helped it become a major force in compliance
People, product and customers are Ideagen’s three pillars that have helped it become a tour de force in the compliance space, with it spanning 18 countries and 6,000 clients.
