ESMA fines Moody’s €3.7m for failing to disclose conflicts of interests
The European Securities and Markets Authority (ESMA) fined credit ratings firm Moody’s €3.7m for breaching rules including the failure to disclose conflicts of interests.
Big data analytics startup Dataminr closes $475m round at $4.1bn valuation
NYC-based real-time information discovery company, Dataminr closed a $475m financing round at a $4.1bn valuation.
The European Supervisory Authorities release joint Q&A for EMIR
The European Supervisory Authorities published three joint questions and answers on bilateral margin requirements under the European Markets Infrastructure Regulation (EMIR).
The EBA launches discussion paper for an integrated reporting system
The European Banking Authority (EBA) has published the discussion paper on the feasibility study of an integrated reporting system.
Modularbank adds AML to product offering after partnership with HAWK:AI
Estonian core banking provider Modularbank has added anti-money laundering (AML) capabilities to its services via a partnership with HAWK:AI, a Germany-based AML platform.
Compliance consultancy Complyport updates software to help companies with digital regulation management
Compliance consultant ComplyPortal introduced a new version of its software to help compliance officers and senior management digitally monitor compliance with existing rules and regulations.
Financial regulation firm AutoRek to boost global growth after undisclosed funding from SEP
Scottish FinTech company, AutoRek secured a significant equity growth investment from private equity firm Scottish Equity Partners (SEP).
Central Bank of Ireland fines J&E Davy €4.1m for MiFID breaches
The Central Bank of Ireland has fined wealth management firm J&E Davy €4.1m after finding four breaches to MiFID regulations between July 2014 and May 2016.
Will the EU bring spot FX contracts into the scope of the Market Abuse...
Foreign exchange (FX) trading is one of the largest markets in the world, but there are still gaps in regulation.
ESMA calls for changes to Transparency Directive following the Wirecard scandal
The European Securities and Markets Authority (ESMA) has written to the European Commission with a proposal to improve the Transparency Directive (TD), following the Wirecard scandal.
