Due diligence solution Chronograph closes Series A led by AlpInvest
Chronograph, portfolio monitoring and reporting solution, has closed its Series A round to support the growth of its team
PDFTron secures $71m from growth equity firm Silversmith Capital Partners
Canada-headquartered PDFTron has secured $71m in funding from growth equity firm Silversmith Capital Partners.
The EU supervisory authorities launch consultation on reporting technical standards
The three European Supervisory Authorities have launched a consultation on draft Implementing Technical Standards (ITSs).
Securities Commission Malaysia publishes principles on continuity in capital markets
The Securities Commission Malaysia (SC) has published its Guiding Principles on Business Continuity for capital market entities.
‘SM&CR is more than just good governance’ – how tighter accountability is impacting firms
Financial institutions initially underestimated SM&CR but are beginning to realise its profound impact and the level of change it requires, according to Carl Redfern, co-founder and compliance director at Redland.
Investment Association names 5 FinTechs to make its Velocity
The Investment Association (IA) has named the five FinTech companies to make the second cohort of its Velocity accelerator.
NEST deploys KAS BANK solution to support cost transparency reporting
The National Employment Savings Trust (NEST) is working with KAS BANK to receive assistance with cost transparency reporting for its target date and specialist funds.
Catena taps UnaVista for SFTR compliance
Catena Technologies has extended its collaboration with UnaVista to help companies comply with Securities Financing Transactions Regulation transaction reporting.
MiFID II compliance solution Open Gamma raises $10m funding
Derivative trading analytics platform Open Gamma has raised $10m in a funding round led by FinTech and B2B software-focused investors Dawn Capital.
FCA fines Goldman Sachs £34.4m for transaction reporting failures
The UK’s Financial Conduct Authority (FCA) has fined Goldman Sachs International £34.3m for failures with transaction reporting.
