How MiFID II is already saving investors millions
The UK's Financial Conduct Authority (FCA) has published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) has improved asset managers’ accountability over costs, saving investors millions.
Revealing the obstacles RegTech companies must overcome to keep on booming
The RegTech industry is growing massively, but there are still challenges to tackle head-on to keep expanding.
Merrill Lynch fined $300,000 for failing to promptly produce audit trail data
The U.S. Commodity Futures Trading Commission has issued a $300,000 fine against Merrill Lynch, a registered futures commission merchant, for failing to promptly produce records and ensure staff comply with regulations.
Delta Capita teams with DTCC to boost SFTR compliance support
Delta Capita is collaborating with the Depository Trust & Clearing Corporation (DTCC) to help companies meet trade reporting obligations of Securities Financing Transactions Regulation (SFTR).
Finastra releases new reporting tool for SFTR
Finastra has released a new reporting tool tailored specifically for Securities Financing Transaction Regulation (SFTR).
DocSend receives $5m investment from DCM
Secure document sharing and tracking platform DocSend has received a $5m investment from DCM, a US and Asia-focused venture firm.
Fintech Select’s subsidiary served with $633,284 statement of claim
Canada-based Fintech Select’s subsidiary has been slammed with a statement of claim by Her Majesty the Queen in Right of Alberta.
ContractPodAi collects $55m in Series B led by Insight Partners
ContractPodAi, a contract lifecycle management software company, has collected $55m in its Series B round.
ESMA fines Regist-TR €56,000 for failing to adhere to the European Markets and Infrastructure...
The European Securities and Markets Authority (ESMA) claimed Regis-TR didn't live up to the legislation regarding over-the-counter derivatives and slamed it with a €56,000 fine
Wolters Kluwer releases new SaaS-based regulatory reporting service
Wolters Kluwer’s Finance, Risk & Reporting (FRR) business has released a new SaaS regulatory reporting solution.
