Reporting

Transaction reporting is a necessary requirement for countless regulations, and yet Novatus Advisory co-founder Matthew Ranson believes many firms are getting this process wrong, and they might not even be aware of it.

The forthcoming Markets in Crypto-Assets Regulation (MiCA) aims to standardise the regulatory landscape for crypto-assets within the European Union (EU). This is particularly significant for crypto-assets that do not currently fall under existing financial services legislation. My Compliance Office (MCO) recently explored how companies can prepare for MiCA.

RegTech firm, REGnosys, and award-winning social enterprise, Next Tech Girls, have announced a promising partnership with a shared goal of addressing the prevalent issue of gender disparity in the technology sector.

In the US, the notion of Environmental, Social and Governance (ESG) reporting has been met with widespread approval. A growing awareness of ESG's value in manifesting corporate dedication to sustainability and ethical behaviour has driven this shift. Evaluation parameters span across a diverse set of factors, including carbon footprint, initiatives on diversity and inclusion, labour standards, board diversity, and decision-making transparency.

The escalating complexity and volume of financial regulations have escalated the resource demand for regulatory reporting. Banks, insurance firms, and capital market companies are under immense pressure to maintain impeccable data and reporting functions. These functions are not just critical to evade compliance issues, but also for the optimisation of processes to prevent further strains on the operational budget.

Effective sustainability reporting is an essential factor for organisations prioritising their environmental impact. To enhance the effectiveness of this process, it's important to thoroughly assess each reporting period.

As ESG becomes a major focus for regulators around the world, companies need to ensure they can cope with the regulatory requirements. One area...

As the clock ticks down to the adoption of the revised EMIR reporting standards in the EU (April 29, 2024) and the UK (September 30, 2024), understanding and complying with these expanded obligations is crucial.

 The implementation date of CSRD is quickly approaching, but how can firms approach the double materiality assessment processes? Position Green recently hosted a webinar to help firms prepare. 

Delta Capita, a global capital markets consulting, managed services, and technology provider, has partnered with Reg X Innovations, a regulatory technology start-up, to launch a new platform that helps clients prepare for the European Market Infrastructure Regulation (EMIR) Refit regulations.