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Seven AI notetaker risks CCOs can’t ignore

Financial firms are rolling out AI note-taker tools at speed, drawn by the promise of lighter admin and faster documentation. But convenience comes with...

GIPS compliance in 2025: what 785 firms reveal

As investment managers face mounting regulatory scrutiny and increasingly sophisticated client expectations, compliance with the Global Investment Performance Standards (GIPS) continues to play a...

Inside the UN PRI 2026 framework and reporting reset

Responsible investment is entering a more mature and demanding phase as the UN Principles for Responsible Investment prepares to roll out its 2026 Reporting...

How TCA strengthens fixed income oversight

A large North American mutual fund company managing over $100bn in assets has been required to strengthen oversight of its fixed income trading after...

FCA plans sweeping overhaul of UK MiFIR reporting

The FCA has signalled the biggest shift in UK transaction reporting since MiFIR was first introduced, setting out plans for a streamlined, more proportionate...

Why integrated trade surveillance drives resilience

In an increasingly regulated and fast-moving market, surveillance has evolved from a simple compliance requirement into a key strategic advantage. Financial institutions are beginning to...

Navigating SDG alignment in investment strategies

Adopted in 2015, the United Nations Sustainable Development Goals (SDGs) serve as a comprehensive global framework to end poverty, protect the planet, and promote...

Private credit growth demands fit-for-purpose ESG tech

Private credit has shifted from being a niche option to one of the fastest-growing areas of the alternatives market. Assets under management in the...

Why penetration testing must go beyond compliance

The cyber threat landscape is shifting at an unprecedented pace. No longer confined to opportunistic attacks, cyber criminals are now deploying generative AI tools...

EMIR reporting reforms: What firms must know now

UK regulators are stepping up efforts to refine derivatives reporting requirements under the European Market Infrastructure Regulation (EMIR) Refit. The Financial Conduct Authority (FCA)...
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