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Tag: AI Governance
Regulators’ own AI models escape scrutiny, for now
AI is reshaping the financial sector at pace, approving loans, drafting disclosures and flagging suspicious transactions inside regulated firms, while the rules meant to...
Why AI agents need questions, not instructions
Professional services firms adopting AI agents may be approaching the technology with the wrong mindset, according to TAINA Technology’s Rich Kent, who argues that...
Entrust targets AI governance gap with trust accelerator
Entrust has unveiled the Agentic AI Trust Accelerator, a co-development initiative designed to give enterprises the trust infrastructure required to shift autonomous AI projects...
Private fund managers face SEC scrutiny on AI and retail
Private fund managers are facing a regulatory landscape that is shifting on multiple fronts at once, as the SEC sharpens its focus on AI...
Cyber resilience becomes a regulatory priority for UK firms
UK enterprises are moving beyond compliance-led cybersecurity towards measurable cyber resilience as AI-powered threats, supply chain risks and regulatory expectations reshape how organisations manage...
RegTech vendor selection centres on security at 41%, yet vendors overweight...
Key views on factors FIs prioritise when selecting a third-party RegTech solution:
The Global State of RegTech surveyed 300 FI decision-makers and 100 vendors...
Why AI governance is now a regulatory battleground
AI governance in financial services is no longer a distant concern, according to a new fireside conversation hosted by RegTech firm Red Oak Compliance,...
Why telling AI agents what to do is holding firms back
Artificial intelligence is rapidly embedding itself in professional services, with tax due diligence firms deploying AI agents to automate research, analyse vast datasets, draft...
Agentic AI is reshaping financial crime compliance
Financial crime compliance has passed through three distinct eras. First came human-led investigation, then rules-based automation, and now a third wave is beginning to...
Why buy-side compliance can no longer scale on headcount
For chief compliance officers, chief operating officers and CTOs at buy-side firms, the question confronting compliance functions has moved beyond simply keeping up with...









