Tag: ASIC

The ASIC has outlined its key focus areas for financial reporting and audit surveillance for the 2025–26 financial year. The move reinforces ASIC’s ongoing efforts...

The Australian Securities & Investments Commission (ASIC) has officially unveiled its "Regulatory Guide 280 (RG 280)," a comprehensive framework aimed at guiding companies through...

In today's digital landscape, the importance of identity verification extends beyond mere procedure; it's a critical safeguard against escalating fraud risks.

Australian regulator ASIC has issued a stark warning to organisations to ramp up their cyber security measures.

Firms facing transaction reporting obligations often find themselves navigating multiple regulatory regimes such as MiFID II, EMIR, Dodd Frank, and ASIC. Despite awareness of their duties, many aren't doing enough to meet the stringent regulatory standards.

Legislation concerning the Financial Accountability Regime (FAR) has received the nod of approval from both Houses of the Australian Parliament. This milestone move in 2023 lays the groundwork for a stringent accountability structure, targeting directors and top-tier executives of financial institutions across banking, insurance, and superannuation sectors.

eFlow Global recently outlined some of the biggest challenges around navigating market abuse enforcement and future implications.

AxiomSL, a provider of regulatory reporting and risk management solutions, has bolstered its presence in Germany by partnering with SKS Unternehmensberatung.

The Australian Securities and Investments Commission (ASIC) has cancelled the AFS license of Direct FX Trading.

The Australian Securities and Investments Commission (ASIC) said it is aiming to tackle fraud in the initial coin offering (ICO) market.