Home Tags Asset management
Tag: asset management
FCA sharpens supervisory focus for buy-side firms
The Financial Conduct Authority's (FCA) Annual Work Programme for 2026/27 offers the most explicit statement yet of how the regulator plans to supervise firms...
Misleading marketing: SEC’s warning to fund managers
A recent US Securities and Exchange Commission (SEC) settlement with a Florida-based investment manager is serving as a reminder to the asset management industry,...
Zeidler Group adds Taiwan to its RegTech compliance tool
Zeidler Group, a technology-driven law firm and RegTech compliance services provider for the global investment funds industry, has announced the expansion of its Marketing...
Zeidler advises on UCITS eligibility for structured notes
Investment managers operating within the UCITS framework are under increasing pressure to identify new sources of alpha, yet the eligibility rules governing what these...
EU market integration proposal: what asset managers need to know
According to Zeidler Group, the European Commission's Market Integration Legislative proposal, published on 4 December 2025, sets out a broad restructuring of the rules...
Zeidler Group streamlines firm’s expansion into Chile
Expanding into Latin America remains a strategic priority for many global asset managers, particularly those seeking to diversify their institutional investor base.
One globally recognised...
Zeidler supports launch of open-source prospectus template
Luxembourg-based legal and compliance specialist Zeidler Group has supported the launch of a new open-source fund prospectus template designed to make fund documentation cheaper...
How the FCA is reshaping enforcement through transparency
The Financial Conduct Authority’s launch of its inaugural Enforcement Watch newsletter marks a clear shift in how the regulator signals its enforcement priorities to...
ESMA report flags steady EU fund marketing rules
ESMA has published its 2025 report on marketing requirements and marketing communications under the EU’s cross-border distribution of funds framework, offering an updated snapshot...
SEC marketing rule FAQs: what asset managers must know
Zeidler Group has urged asset managers to treat the SEC’s latest Marketing Rule FAQs as a targeted clarification rather than a market-moving change, arguing...
