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From bottleneck to breakthrough: rethinking due diligence
Investment management due diligence is at a crossroads. While the pressure to modernise has never been greater, a significant number of firms remain anchored...
Korean regulator moves to simplify fund disclosures
South Korea's Financial Supervisory Service (FSS), the country's top financial regulator, has launched a dedicated task force to overhaul the way public fund prospectuses...
Zeidler Group names Serena Goldberg as CCO and partner
Zeidler Group, a technology-driven law firm and regulatory compliance services provider serving the asset management industry, has appointed Serena Goldberg as chief commercial officer...
The news monitoring gap costing investment teams
Most investment and risk teams do not have an information problem. They have a timing and structure problem — and it is costing them...
FCA non-financial misconduct: Is your evidence ready?
On 1 September 2026, the Financial Conduct Authority's (FCA) Code of Conduct will formally extend to cover bullying, harassment and discrimination across every FCA-authorised...
Zeidler Group guides asset manager through UCITS eligibility
A global asset manager turned to Zeidler Group for specialist regulatory guidance after seeking to expand its portfolio into structured debt instruments, a move...
New FCA rules to streamline fund tokenisation in UK
The Financial Conduct Authority (FCA), the UK's financial services regulator, has published new guidance designed to make it easier for asset managers to adopt...
FCA sharpens supervisory focus for buy-side firms
The Financial Conduct Authority's (FCA) Annual Work Programme for 2026/27 offers the most explicit statement yet of how the regulator plans to supervise firms...
Misleading marketing: SEC’s warning to fund managers
A recent US Securities and Exchange Commission (SEC) settlement with a Florida-based investment manager is serving as a reminder to the asset management industry,...
Zeidler Group adds Taiwan to its RegTech compliance tool
Zeidler Group, a technology-driven law firm and RegTech compliance services provider for the global investment funds industry, has announced the expansion of its Marketing...
