Home Tags BaFin
Tag: BaFin
RegTech gap widens as compliance shifts to judgement
Risk and compliance functions across financial services are being asked to do more than track regulatory change, according to CUBE's latest fortnightly briefing, The...
Why AMLA changes the game for EU compliance teams
The European Union's anti-money laundering regime is undergoing its most significant structural overhaul in decades, and at the heart of it sits the Authority...
How AI is reshaping adverse media screening
Financial criminals are often reported in the press long before their names appear on sanctions or politically exposed persons (PEP) lists. This is why...
BaFin launches digital AML officer reporting system
Germany’s financial regulator BaFin has introduced a new digital procedure for the prior notification of appointments, changes, or dismissals of money laundering officers (Geldwäschebeauftragter)...
How FinTechs can thrive under PSD3 and DORA
Europe’s payments market remains fragmented despite ongoing efforts to harmonise rules across the bloc, creating persistent challenges for FinTechs looking to scale cross-border. Divergent...
AI meets legal precision in Zeidler’s MMR-Tool
As regulatory scrutiny in the asset management sector intensifies, Zeidler Group is stepping up with an AI-powered solution that promises to transform compliance.
How ESG fund names influence EU investments
The European Securities and Markets Authority (ESMA) recently revealed that ESG-related fund names have a measurable influence on investor behaviour.
According to its latest research,...
Navigating the EU AI Act: A strategic guide for AML and...
The upcoming Artificial Intelligence (AI) legislation, notably the European Parliament's Artificial Intelligence Act, is poised to redefine the regulatory landscape for financial institutions. Touted as the globe's inaugural framework for "trustworthy AI," the act is set to amplify the compliance obligations of anti-money laundering (AML) and anti-fraud teams. However, this impending challenge is mitigated by the availability of purpose-built AI solutions tailored to meet these burgeoning requirements.
Navigating the risks: The urgent need for effective MNPI management
In recent years, the management of Material Non-Public Information (MNPI) has emerged as a significant concern within the compliance sphere. Regulatory bodies in the...
Navigating market abuse enforcements: current focus and future implications
eFlow Global recently outlined some of the biggest challenges around navigating market abuse enforcement and future implications.
