Tag: compliance software

In the competitive arena of private banking, where reputation and trust are paramount, the ability to swiftly and securely onboard ultra-high-net-worth clients has become...

IT departments across regulated sectors are facing an unprecedented challenge: managing the sheer volume of communications data created daily. According to Wordwatch, from emails...

BC Partners has agreed to sell a majority stake in NAVEX to a consortium led by Goldman Sachs Alternatives, with Blackstone also joining as a minority investor.

Leaders exploring AI-powered Regulatory Change Management (RCM) solutions face a growing number of complex choices. Supra Appikonda, co-founder and COO at 4CRisk.ai, offers key insights for compliance and risk professionals evaluating such tools, emphasising the importance of asking vendors the right questions to future-proof investments.

Financial services are embracing software-as-a-service (SaaS) models to drive efficiency and security, with adoption in banking, financial and insurance sectors projected to reach over $130bn by 2027, up from $54bn in 2022. Within financial crime prevention alone, spending on cloud-based solutions is expected to make up 32% of deployment spending, reflecting a sector eager to modernise its compliance defences.

Zeidler Group, a legal and compliance specialist serving the global investment funds industry, has extended its AI-powered Marketing Material Review Tool (MMR-Tool) to include full regulatory support for Singapore.

As global tax regulations tighten, prime brokers are under increasing pressure to weave tax compliance into every stage of the client lifecycle. According to TAINA...

Compyl, a governance, risk and compliance (GRC) platform based in the US, has secured $12m in a Series A funding round to accelerate its expansion and enhance its AI capabilities.

In the wake of a recent cyberattack targeting a popular third-party messaging tool, the compliance world is facing a renewed call for scrutiny. According...

In 2024, Nasdaq reported that more than $3.1tn in illicit funds circulated through the global financial system, with much of it hidden using so-called ‘money mules’.