Tag: Compliance

FinTechs, neobanks and digital payment providers cannot afford to move slowly. A delayed product launch can mean lost ground in new markets, missed revenue...

The EU's Digital Operational Resilience Act has turned third party risk management from a best-practice exercise into a checkable legal requirement, and financial entities...

Shield, a global communications risk management company purpose-built for financial institutions, has commissioned research showing that more than 90% of banks remain trapped in...

Hamachi.ai, a California-based WealthTech company focused on artificial intelligence for regulated financial services, has secured a US patent for technology designed to protect sensitive...

Financial products used to travel through predictable, contained channels, branches, telephone banking, card networks and traditional payment rails, all of which could be monitored...

Financial crime is becoming faster, more connected and increasingly difficult to detect through isolated compliance checks. As financial institutions add more AML, KYC, fraud...

The UK's Office of Trade Sanctions Implementation (OTSI) has published its first annual review, giving compliance teams a clearer indication of how the country's...

Hungarian writer Frigyes Karinthy's 1929 theory that any two people are connected by a short chain of acquaintances was tested by Stanley Milgram in...

Registered investment advisers face growing pressure to prove their compliance programmes are not just written down but actively working, and many are turning to...

Enhanced due diligence (EDD) becomes necessary the moment a customer or transaction carries more risk than standard checks can capture. According to Opoint, rather than...