Tag: Compliance

The SEC has recently announced a significant extension to the compliance dates for the amendments to the Investment Company Act's Names Rule.

In the ever-evolving landscape of financial regulation, staying compliant while efficiently managing risks presents significant challenges.

Protectt.ai, a leading provider of AI-powered mobile app security solutions, has secured INR 76Cr in a Series A funding round led by Bessemer Venture Partners.

Regulatory landscapes are evolving, and with them, the risks associated with financial crime are becoming more complex.

Chicago-based Ascent Technologies has rebranded as AscentAI, launching a new Regulatory Lifecycle Management (RLM) Platform designed to help financial firms navigate compliance with greater...

AI Agents, also known as Artificial Intelligence Agents, are software programs that harness technologies such as ML and NLP.

In 2025, Know Your Customer (KYC) solutions will become essential for financial institutions looking to enhance their anti-money laundering (AML) frameworks. With increasing regulatory...

Gartner introduced Digital Communications Governance and Archiving (DCGA) in 2023, recognising a growing need for compliance and security solutions within modern communication tools. Theta Lake, a DCGA platform, recently explored what DCGA compliance is and what firms need to know.

Ensuring accurate name matching is a fundamental aspect of regulatory compliance, particularly in areas like KYC (Know Your Customer) and AML (Anti-Money Laundering). However, screening names across different languages and scripts presents a significant challenge. To address these complexities, IMTF partnered with Babel Street to enhance precision in name matching and reduce compliance risks.

Moody's, a global provider of financial intelligence and analytical tools, has unveiled its latest innovation, Maxsight.