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SFC tightens grip on broker account opening failures
Hong Kong's Securities and Futures Commission (SFC), the city's primary markets regulator, has issued a stark warning to licensed securities brokers after a review...
After the CTA rollback: who still files BOI reports?
The regulatory journey of beneficial ownership information (BOI) reporting has been anything but straightforward.
According to Alessa, since the Corporate Transparency Act (CTA) took...
WIDTH takes on compliance’s Frankenstein problem — and lands a spot...
WIDTH, an AI-native all-in-one compliance platform, has been recognised among the FinCrime50 — a prestigious selection of the most innovative companies tackling financial crime....
Tax reporting 2026: the cost of doing nothing is rising
The 2026 Tax Reporting & Withholding Conference, held in Washington, D.C. from 4–6 May, brought together regulators, practitioners and industry leaders.
Comply Exchange has...
Can compliance become a real-time control layer?
Compliance was built for a slower world of periodic reviews, manual checks and retrospective oversight. But finance no longer operates at that pace. Transactions...
Nearly half of FIs are adopting new vendor solutions as RegTech...
Key RegTech implementation stats in financial services:
The Global State of RegTech report, surveyed 300 senior risk and compliance decision-makers and 100 vendors to...
How Vivox.ai is putting AI agents to work in compliance
The global regulatory landscape is continuing to grow in complexity every year and financial institutions are trying to find the best way to cope....
Five payments regulations you cannot miss in May
May 2026 brings a significant cluster of regulatory milestones for payments and financial services professionals. Drawing on data from the Horizon Scanning Regulatory Deadlines...
Is compliance becoming a real-time control system?
For decades, compliance has operated as a rear-view mirror — periodic reviews, retrospective audits and manual checks designed to catch problems after they emerge....
How organised crime is infiltrating Britain’s high streets
Organised crime has quietly colonised Britain's retail landscape, and a new report from Trading Standards lays bare the alarming scale of the problem.
According to...
