Tag: Compliance

China’s State Administration of Foreign Exchange has reportedly fined Tenpay, which is owned by Tencent Holding, for foreign exchange rules violations.

Nigeria-based OnePipe, which builds APIs to help banks partner with FinTechs and digital services, has reportedly raised $3.5m in seed funding.

The Hong Kong Monetary Authority (HKMA) has disciplined four banks due to anti-money laundering (AML) violations for a total imposed penalty of HKD$44.2m.

The overwhelming majority of corporate audit and compliance workers in large firms find the access to information to be difficult, a report from Sinequa claims.

Finnish RegTech company iconicchain, which leverages blockchain to improve compliance, has collected €1m in funding.

AI-based compliance platform Sedric has secured $3.5m from a seed funding round led by StageOne Ventures.

A recent whitepaper by identity verification company Trulioo has sought to define the traits of the new leaders in compliance, risk and IT security in the world of today.

Asset managers rarely operate in one jurisdiction, but there are few legal firms that can easily enable them to sell their investment funds in multiple jurisdictions, according to Zeidler Group founder and CEO Arne Zeidler.

The UK’s Financial Conduct Authority (FCA) has picked Aiimi Insight Engine to provide its new enterprise search and discovery solution.

Fyllo, which is building compliance-first SaaS solutions for highly regulated industries, has collected $40m in its Series C.