Tag: Compliance

Business management platform Practifi has scored AUS $24m ($16m) in its Series B round which was led by Updata Partners.

Securrency, a blockchain technology developer for the financial and regulatory sectors, has scored $17.65m in its Series A.

TypingDNA, a behavioural biometrics solution, has scored $7m in its Series A round which was led by Google’s AI-focused venture firm Gradient Ventures.

LogicGate, automated governance, risk and compliance (GRC) software, has collected $24.75m in a new funding round.

Building a communication monitoring platform which leveraged AI and machine learning from the ground up and covered the full spectrum of voice, video, chat, and text based communication was essential in the creation of Theta Lake

Shield Compliance, a cannabis compliance management platform for financial institutions, has scored $5m in its Series A round led by Copia Investments.

MiFID II research management company Red Deer has been chosen by wealth management firm Charles Stanley to improve compliance capabilities.

Stardog, an enterprise data unification platform, has netted $9m in funding to support the launch of new products.

Content such as blogs have become a great avenue for businesses to build up their brands; however, there are regulatory pitfalls which need to be addressed, particularly with mis-selling, according to MirrorWeb.

The UK’s Financial Conduct Authority (FCA) has issued a feedback statement which outlines its proposals to improve climate change and green financial products.