Tag: Compliance

Building a communication monitoring platform which leveraged AI and machine learning from the ground up and covered the full spectrum of voice, video, chat, and text based communication was essential in the creation of Theta Lake

Shield Compliance, a cannabis compliance management platform for financial institutions, has scored $5m in its Series A round led by Copia Investments.

MiFID II research management company Red Deer has been chosen by wealth management firm Charles Stanley to improve compliance capabilities.

Stardog, an enterprise data unification platform, has netted $9m in funding to support the launch of new products.

Content such as blogs have become a great avenue for businesses to build up their brands; however, there are regulatory pitfalls which need to be addressed, particularly with mis-selling, according to MirrorWeb.

The UK’s Financial Conduct Authority (FCA) has issued a feedback statement which outlines its proposals to improve climate change and green financial products.

Cloud compliance software platform Shujinko has closed its Series A round on $7.5m to support the development of its SaaS solution.

Securitize, a solution for issuing and managing compliant digital securities on the blockchain, has scored $14m in a strategic fundraise. The round was led by...

MAP FinTech’s new product helps businesses deal with the EU’s complicated Markets in Financial Instruments Directive (MiFID II). However, developing it was far from...

FOSSA, an open source management company, has bagged $8.5m in its Series A round which was led by Bain Capital Ventures and Costanoa Ventures.