Home Tags Compliance
Tag: Compliance
AI shifts compliance from checkbox work to judgment calls
Compliance analysts are meant to be investigating risk and stopping fraud, yet much of their day is consumed by chasing documents and verifying paperwork....
Why siloed risk data is holding back AI-ready compliance
Financial institutions have spent years bolting risk, finance and regulatory reporting systems together, but the cracks are starting to show. As regulators demand more...
UK trims MiFIR reporting scope but raises the data bar
The FCA has finalised its biggest shake-up of UK MiFIR transaction reporting since Brexit, and firms hoping for a straightforward compliance breather may be...
Why insider trading law still binds digital markets
Compliance professionals keep asking the same question: will digital assets, tokenised securities and prediction markets force regulators to rewrite insider trading law? Increasingly, the...
Why silence between fraud and AML teams is dangerous
Financial crime is growing more sophisticated, and compliance teams that still rely on disconnected fraud and AML systems risk falling behind both fraudsters and...
FinCEN’s NPRM signals a reward for collaborative AML tech
FinCEN and the federal banking agencies issued a notice of proposed rulemaking (NPRM) on 7 April 2026 to reform the Bank Secrecy Act's AML/CFT...
FINRA swaps watchdog bite for neighbourly nudge
A year on from predictions that Washington's deregulatory mood would soften America's markets regulator, FINRA's own progress report suggests the forecast has landed.
According to...
Financial crime risk assessments are failing on governance
Financial crime risk assessments look technical on the surface, but underneath they depend on something far less visible: governance. Building one properly draws in...
Money laundering database plan unravels as FinCEN retreats
One of the biggest new US anti-money laundering reporting regimes has effectively just been dismantled, after FinCEN finalised sweeping changes to the Corporate Transparency...
Why compliance teams can’t wait for AI-specific regulation
Financial regulators across the US, UK and UAE are converging on a single message: existing rules already apply to artificial intelligence, and firms cannot...
