Tag: Compliance

Adverse media screening, traditionally a staple in the banking sector for anti-money laundering (AML), fraud prevention, and regulatory compliance, has now become a critical...

A robust compliance program is fundamental for any firm in the financial sector, serving as the mainstay of its operational integrity. At the heart of a successful compliance strategy lies a profound comprehension of the firm’s business model and the foresight to adapt to any potential shifts in business practices.

The landscape of compliance is evolving rapidly, and gone are the days when compliance officers solely relied on manual processes and traditional methods. Artificial intelligence (AI) is redefining the field, offering significant advancements in efficiency and automation, alongside introducing new complexities and regulatory concerns.

AuditBoard and EY have expanded their alliance to bolster risk management services across the UK and Ireland.

The SEC has recently announced a significant extension to the compliance dates for the amendments to the Investment Company Act's Names Rule.

In the ever-evolving landscape of financial regulation, staying compliant while efficiently managing risks presents significant challenges.

Protectt.ai, a leading provider of AI-powered mobile app security solutions, has secured INR 76Cr in a Series A funding round led by Bessemer Venture Partners.

Regulatory landscapes are evolving, and with them, the risks associated with financial crime are becoming more complex.

Chicago-based Ascent Technologies has rebranded as AscentAI, launching a new Regulatory Lifecycle Management (RLM) Platform designed to help financial firms navigate compliance with greater...

AI Agents, also known as Artificial Intelligence Agents, are software programs that harness technologies such as ML and NLP.