Tag: Compliance

Compliance security specialists Theta Lake is set to be implemented into the Zoom platform as part of the communications giant's new ISV Exchange Program. The...

As penalties continue to rise for record-keeping failures, a new report from Theta Lake found that almost 98% of financials services leaders it surveyed were dissatisfied with their current archives and voice recording tools.

SaaS firm Diligent recently took the opportunity to explain to readers the essential foundations for effective risk compliance. 

A worrying 74% of IT and compliance professionals in the US and UK feat their staff might be using unsupervised communication channels - a rise from 66% in 2022. This finding comes from a pioneering survey has been commissioned for Theta Lake, a premier figure in Digital Communications Governance (DCG).

In an exemplary move to uplift the "social" component within the Environmental, Social, and Governance (ESG) framework, the Canadian Parliament, in May 2023, passed...

Fortanix Inc., a pioneering data security company and leader in Confidential Computing, has announced a significant enhancement to its Fortanix Data Security Manager (DSM). This...

The wave of recordkeeping enforcement actions in the finance sector has now expanded to brokers, investment advisers, and credit rating agencies. Leading this charge...

RegTech firm LexisNexis Risk Solutions has unveiled its annual True Cost of Financial Crime Compliance Report.

The SEC has always been at the forefront of regulating firms, ensuring they maintain good marketing practices. Its risk alerts play an instrumental role, offering firms the much-needed guidance to prepare for impending examinations.

Financial institutions play a pivotal role in preventing money laundering. Over the past 18 months, government bodies have frequently highlighted shell companies as significant...