Tag: Compliance

As businesses deepen their digital capabilities, an orchestration tool becomes vital. When leveraging various tools, systems and datasets, firms need a single location that brings all this together, rather than forcing users to juggle everything.

ACA has launched a new offering that enables investment firms to outsource their performance measurement and reporting functions.

Financial Institutions (FIs) are integrating digital technologies into their infrastructures, sparking a transformation in customer experiences and enhancing operational efficiency. This shift has made a dramatic impact on account opening and verification processes.

Aveni, an AI solutions company, has partnered with UK-based Age Partnership, a leading equity release advisory firm, to revolutionise their Quality Assurance (QA) monitoring capacities. This strategic collaboration aims to enhance QA monitoring in terms of coverage, speed, and precision.

WealthArc, a major player in the WealthTech industry, has recently highlighted key components of the Financial Services Act (FinSA) or FIDLEG compliance and how its platform aids companies to meet the Swiss Financial Market Supervisory Authority's (FINMA) expectations.

In the rapidly evolving FinTech space, executive-level individuals across various organisations are finding themselves under the microscope. Theta Lake's Susannah Hammond recently explored the current minefield of accountability. 

As the RegTech sector continues to grow at a rapid rate, leaders from the RegTech sector have discussed how companies can scale in the current market.

In a time where more and more transactions and general interactions are taking place digitally, the importance of ensuring compliance in communications has risen...

CBIZ has announced the strategic acquisition of information security consulting firm Pivot Point Security for $6.6m. 

In a recent post by RegTech firm ViClarity, the company outlined some of the key governance, risk and compliance trends to watch.