Tag: Compliance

Risk screening and monitoring platform Sigma Ratings has secured a Series A investment round.  

UK-based Ruleguard, which supplies regulatory compliance to financial institutions, has received a £3.5m investment from Foresight Group.

 HyperComply, which automates security reviews and accelerates due diligence, has closed its seed round on $6.4m.

Poland-based DoxyChain, which aims to fix traditional document management, has raised €2.2m from international investors to support its growth.

Steering committees help firms guide a body on a project from start to end, but what are they? Diligent has taken a look into the steering committee, what it is, the challenges it faces and the best practices.

With the rising level of money laundering regulations and fines, firms need to know what their requirements are. Electronic IDentification has released a report examining the AML Directives.

As an industry that is constantly bringing in new customers and transactions, the casino sector is a key target for criminals and money launderers, claims Alessa.

LexisNexis Risk Solutions will help Darlington Building Society onboard customers and bolster financial crime prevention and compliance screening.

With customer experience a top priority for firms, they are looking for any way to improve it. However, what is the impact expiring tax forms have on the customer experience?

Hawk:AI, which offers anti-money laundering surveillance technology, has partnered with KYC and customer onboarding company Ondato.