Tag: Compliance

With regulations continuously changing, there are always new challenges to overcome. To help firms stay on top, Diligent has outlined the five elements that make an effective compliance program.

Fortress Blockchain Technologies has closed its seed round on $22.5m, which was led by Ayon Capital.

Apex Group, a global financial services provider, has expanded its Global Compliance Solutions, which are designed for the Singapore market.

everyoneINVESTED has obtained an ISAE 3402 Type I certification for its sustainability module from Deloitte, as MiFID II’s update launches.

TradeSun, an AI-powered platform for trade compliance and automation, has partnered with data and analytics provider Coriolis Technologies to launch a new ESG solution.

Munich-based identity proofing and digital identity provider IDnow has received a €60m debt facility.

Compliance.ai has landed $6m in funding from existing investor Cota Capital and first-time backer JAM FINTOP.

Continuous compliance automation software platform RegScale has closed its Series A round on $20m.

Identity verification provider ID-Pal will help payment solution provider Lerex Technology with its identity verification, e-verification and anti-money laundering and KYC requirements.

The FCA recently released its final guidance on Consumer Duty proposals, which enforces controls on firms to ensure they provide good outcomes for customers. Aveni recently outlined the five crucial areas firms need to improve to be Consumer Duty compliant.