Tag: Compliance

Companies are facing increasing pressures to streamline customer-facing processes. The digital ecosystem emphasizes a world where people want things completed instantly and poor experiences mean switching to other providers. Chor Teh - financial crime compliance industry practice lead at Moody’s Analytics - has explored why customers should be at the front of onboarding processes.

Data protection platform Keepit has reportedly collected $22.5m in a debt financing facility as part of a partnership with Vaekstfonden, a Danish growth fund.

Governance, risk and compliance SaaS solution Diligent has partnered with capital markets communications platform Q4 to provide pre-IPO and public companies with IR and board governance solutions.

The European Securities and Markets Authority (ESMA) has published a report on the Common Supervisory Action (CSA) on costs and fees for investment funds, that was carried out with National Competent Authorities (NCAs) during 2021.

LogRock, a compliance solution for the trucking sector, has closed a seed funding round on $3.5m.

ComplyAdvantage has released the Anti-Money Laundering Guide for Crypto Firms to help firms better understand the risks.

Cyscale, which provides complete cloud visibility, has reportedly raised €3m in its seed funding round, which was led by Notion Capital.

Tech-powered law firm and compliance provider Zeidler Group has launched a Sustainable Finance Disclosure Regulation (SFDR) disclosures tool and European ESG Template (EET) solution to support ESG needs.

Rencore, which fosters governance of cloud collaborations, has picked up $4m in its Series A funding round, which was led by Capnamic.

GIST, which offers impact data and analytics, has received a strategic investment from global wealth management firm FNZ.