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RegTech gap widens as compliance shifts to judgement
Risk and compliance functions across financial services are being asked to do more than track regulatory change, according to CUBE's latest fortnightly briefing, The...
Europe’s regulators bet big on AI-ready data reform
European supervisors are quietly rebuilding the digital plumbing of regulatory reporting, and the consequences for banks and insurers could be profound. Across the continent,...
EU supervisors tighten grip on cross-border investment firms
The ESMA, the EU's regulator and supervisor for financial markets, has released a follow-up report examining how national watchdogs have strengthened their oversight of...
CBI review exposes gaps in MiFID compliance functions
Irish MiFID investment firms are under fresh regulatory pressure after the Central Bank of Ireland (CBI) published its Thematic Assessment of the compliance function...
ESMA moves to cut Taxonomy reporting burden for firms
The European Securities and Markets Authority (ESMA) has opened a consultation on technical advice to the European Commission concerning selected KPIs under the Taxonomy...
Who are critical ICT third-party providers under DORA?
The EU's Digital Operational Resilience Act (DORA) has introduced one of the most significant regulatory shifts in recent memory for technology vendors serving financial...
How DORA fines could impact financial institutions
DORA has introduced a unified framework for digital operational resilience across the EU, but enforcement remains far from uniform.
According to Copla, while the regulation...
EU market integration proposal: what asset managers need to know
According to Zeidler Group, the European Commission's Market Integration Legislative proposal, published on 4 December 2025, sets out a broad restructuring of the rules...
ESMA report flags steady EU fund marketing rules
ESMA has published its 2025 report on marketing requirements and marketing communications under the EU’s cross-border distribution of funds framework, offering an updated snapshot...
ESMA-RBI deal reopens route to EU clearing in India
ESMA has signed a Memorandum of Understanding with the Reserve Bank of India (RBI) to strengthen supervisory cooperation around CCPs in India and support...
