Home Tags ESMA
Tag: ESMA
Who are critical ICT third-party providers under DORA?
The EU's Digital Operational Resilience Act (DORA) has introduced one of the most significant regulatory shifts in recent memory for technology vendors serving financial...
How DORA fines could impact financial institutions
DORA has introduced a unified framework for digital operational resilience across the EU, but enforcement remains far from uniform.
According to Copla, while the regulation...
EU market integration proposal: what asset managers need to know
According to Zeidler Group, the European Commission's Market Integration Legislative proposal, published on 4 December 2025, sets out a broad restructuring of the rules...
ESMA report flags steady EU fund marketing rules
ESMA has published its 2025 report on marketing requirements and marketing communications under the EU’s cross-border distribution of funds framework, offering an updated snapshot...
ESMA-RBI deal reopens route to EU clearing in India
ESMA has signed a Memorandum of Understanding with the Reserve Bank of India (RBI) to strengthen supervisory cooperation around CCPs in India and support...
New EU rules target mis-selling and finfluencers in investing
The European Parliament has reached a provisional agreement with the Council on a new set of measures designed to strengthen protections for retail investors,...
EU unveils reforms to boost competitive financial markets
A new policy package from the European Commission is aiming to transform the way financial services operate across Member States, with the goal of...
Navigating SDG alignment in investment strategies
Adopted in 2015, the United Nations Sustainable Development Goals (SDGs) serve as a comprehensive global framework to end poverty, protect the planet, and promote...
EMIR reporting reforms: What firms must know now
UK regulators are stepping up efforts to refine derivatives reporting requirements under the European Market Infrastructure Regulation (EMIR) Refit. The Financial Conduct Authority (FCA)...
Fund managers urged to tighten SFDR compliance
As the first half of the year concludes, the European Securities and Markets Authority (ESMA) has published its Final Report on the 2023–2024 Common Supervisory Action (CSA) focused on sustainability-related disclosures, offering fund managers and compliance teams a clear signal on the current regulatory landscape under the Sustainable Finance Disclosure Regulation (SFDR).









