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CBI review exposes gaps in MiFID compliance functions
Irish MiFID investment firms are under fresh regulatory pressure after the Central Bank of Ireland (CBI) published its Thematic Assessment of the compliance function...
ESMA moves to cut Taxonomy reporting burden for firms
The European Securities and Markets Authority (ESMA) has opened a consultation on technical advice to the European Commission concerning selected KPIs under the Taxonomy...
Who are critical ICT third-party providers under DORA?
The EU's Digital Operational Resilience Act (DORA) has introduced one of the most significant regulatory shifts in recent memory for technology vendors serving financial...
How DORA fines could impact financial institutions
DORA has introduced a unified framework for digital operational resilience across the EU, but enforcement remains far from uniform.
According to Copla, while the regulation...
EU market integration proposal: what asset managers need to know
According to Zeidler Group, the European Commission's Market Integration Legislative proposal, published on 4 December 2025, sets out a broad restructuring of the rules...
ESMA report flags steady EU fund marketing rules
ESMA has published its 2025 report on marketing requirements and marketing communications under the EU’s cross-border distribution of funds framework, offering an updated snapshot...
ESMA-RBI deal reopens route to EU clearing in India
ESMA has signed a Memorandum of Understanding with the Reserve Bank of India (RBI) to strengthen supervisory cooperation around CCPs in India and support...
New EU rules target mis-selling and finfluencers in investing
The European Parliament has reached a provisional agreement with the Council on a new set of measures designed to strengthen protections for retail investors,...
EU unveils reforms to boost competitive financial markets
A new policy package from the European Commission is aiming to transform the way financial services operate across Member States, with the goal of...
Navigating SDG alignment in investment strategies
Adopted in 2015, the United Nations Sustainable Development Goals (SDGs) serve as a comprehensive global framework to end poverty, protect the planet, and promote...