Tag: financial compliance

The rapid adoption of generative and agentic AI is forcing financial services firms to reconsider whether traditional information barriers remain effective in a world...

For compliance and tax operations teams, an expired Form W-8 is rarely noticed until it is too late. According to Comply Exchange, organisations managing large...

Compliance teams at financial institutions are losing ground fast. According to new research from Saifr, in partnership with A-Team Group, senior compliance and technology...

Key views of Average RegTech spend per employee by subsector: The Global State of RegTech report built its spend estimates bottom-up from 300 senior...

Key views of primary drivers of RegTech adoption as reported by FIs and vendors: The Global State of RegTech surveyed 300 compliance decision-makers and 100...

Monitoring for issues is no longer enough — regulators now want to know precisely how and why every compliance decision was reached, and firms...

AML screening is not a practice confined to major banks. Across a wide range of industries, regulatory obligations apply, and the threshold for compliance...

Tax compliance is often misunderstood as a single administrative task, collect the form, file it away, move on. But for organisations navigating the complexities...

When firms talk about MiKaDiv compliance, the conversation often defaults to reporting. But a MiKaDiv solution is far more than a submission tool —...

A major shift in how organisations file information returns with the IRS is fast approaching, and RegTech firm Comply Exchange is urging withholding agents...