Tag: Financial Conduct Authority

The FCA is reshaping financial advice to close the advice gap. Read how these reforms could impact millions in the UK.

In an environment where regulatory changes arrive at pace, fund managers seeking to expand across borders are relying on clear, accessible guidance to stay competitive.

One in ten UK adults have no cash savings to fall back on, and more than a fifth have less than £1,000 set aside...

The UK FCA has unveiled a five-year strategy designed to crack down on market abuse, strengthen financial crime enforcement, and promote economic resilience. According to...

As the investment services industry braces for a wave of regulatory transformation, a new perspective is emerging—one that views compliance not as a cost centre, but as a catalyst for growth.

NatWest Group has taken a firm step in tightening its internal communication protocols by blocking popular messaging services WhatsApp, Facebook Messenger, and Skype on company devices across the UK.

In July 2024, the FCA initiated a crucial dialogue within the financial sector by opening a consultation aimed at refining the treatment of PEPs. 

The global financial landscape is increasingly plagued by the complexities of financial crime compliance. As the severity of global money laundering grows, major financial institutions are entangled in a dense web of risks and regulations.

The Consumer Duty, introduced by the FCA, has notably heightened consumer protection standards within the financial services sector.

The battle against financial crime is ongoing and complex, with Know Your Customer (KYC) protocols at the forefront of safeguarding compliance and securing business...