Tag: financial regulation

The European Banking Authority (EBA) has opened a public consultation to gather views on its draft amended guidelines concerning the application of the definition of default under the Capital Requirements Regulation (CRR).

AMLA and the European Supervisory Authorities have signed a memorandum of understanding to strengthen cooperation and information exchange across the EU’s financial system.

Firms regulated by the SEC or FCA must treat regulatory examinations and supervisory visits as part of their business-as-usual operations. While SEC exams are...

For many compliance professionals, keeping up with regulatory change is like flying a plane while simultaneously building the runway—with a blindfold on. The rules...

The UK’s FCA has unveiled a new initiative aimed at boosting artificial intelligence (AI) adoption across the financial sector. The regulator announced the launch...

As the regulatory landscape tightens under CRR III and MiFID II, professionals in wealth and property management are under increasing pressure. New frameworks have introduced tougher documentation standards, more stringent capital requirements, and a demand for full transparency across financial processes.

The ASIC has raised serious concerns over the compliance standards of REs overseeing managed investment schemes, after a targeted review found major shortcomings in...

The European Securities and Markets Authority (ESMA) recently released two major updates that are set to reshape compliance obligations for investment firms and asset managers across the EU.

Droit, a leading RegTech firm specialising in computational law and regulation, has announced the integration of LSEG’s Global Shareholding Disclosure Data into its Position Reporting platform.

The European Securities and Markets Authority (ESMA) has launched a public consultation on new rules designed to regulate ESG rating providers.