Tag: financial regulation

The Monetary Authority of Singapore (MAS) has published new guidelines that make financial institutions answerable for the risks of every AI system they deploy,...

Regulated firms can record Teams Phone calls in a way that satisfies MiFID II and FCA recordkeeping rules, but only through a certified compliance...

The Financial Conduct Authority (FCA) has published its final guidance on which cryptoasset activities will need authorisation under the UK's new regulatory regime. The...

CRS 2.0 is forcing fund administrators to rethink how they manage tax reporting, as the move towards more frequent filings leaves less room for...

For years, the regulatory technology world has been neatly divided. RegTech was what regulated firms bought to help them comply, while SupTech was what...

The United Nations Global Compact has joined forces with the Sustainable Blue Economy Finance Initiative and the World Wide Fund for Nature's Greening Financial...

Ask three different people what a "compliance management system" is and expect three different answers, because the term genuinely carries three separate meanings, each...

AI has become one of the most discussed technologies in financial services, with growing expectations that it can automate not just admin tasks but...

Regulation is no longer arriving as broad, sector-wide overhauls, according to CUBE’s latest fortnightly analysis. Instead, it is landing in narrow, precisely targeted increments, a...

Regulatory fines dominate the headlines, but for South African institutions caught out by AML failures, the printed penalty is only the opening chapter. According to...