Tag: financial regulation

The Bank of England's (BoE) Prudential Regulation Authority (PRA) published Supervisory Statement 5/25 last December, outlining its expectations that banks and insurers take a...

The Securities and Exchange Commission Division of Examinations has published its Fiscal Year 2026 Examination Priorities, offering a clear indication of where regulatory attention...

Mobile communications have become one of the most challenging areas of modern communications compliance. As regulators continue to issue fines linked to off-channel messaging and...

The UK’s top financial authorities have been cautioned that the national financial system remains vulnerable to an AI-driven shock, following a sharp warning from...

Regulators across major financial markets are continuing to refine how foreign firms can access domestic investors, signalling a clear shift towards tighter oversight alongside...

Generative AI has firmly crossed the line from theoretical debate to day-to-day operational reality for compliance teams. Over the past year, many firms have...

Data now sits at the centre of how financial institutions operate. Every transaction, customer interaction, risk assessment and AI-driven decision relies on the quality...

Artificial intelligence has long played a role in regulated financial services, with machine learning, automation and pattern recognition already embedded across many operational systems....

A more fractured global order is fundamentally changing how financial crime risk emerges, spreads and hides. Rising geopolitical rivalry, diverging regulatory regimes, fractured supply...

South Korea’s Financial Services Commission (FSC) has outlined an ambitious agenda to overhaul the country’s financial system, positioning reform as a central pillar in...