Tag: financial regulation

The AFC has called on the CFPB to maintain key protections for open banking and consumer data access under the Dodd-Frank Act. In its formal...

The IRSG has launched its new Global Regulatory Coherence Dashboard to assess the level of alignment and divergence in international financial regulation. According to Finextra,...

Zeidler Group has expanded its ongoing fund governance services with the integration of automation and AI technology.

When dealing with financial checks, many people encounter terms that can sound more technical than they really are. Two of the most common are...

Compliance teams across the financial sector are facing an unprecedented challenge. With staff expected to review an avalanche of emails, instant messages, and chats...

Fraud prevention in banking is entering a new era as cybercriminals exploit increasingly advanced technologies, forcing regulators and financial institutions to rethink traditional defences. ...

Australia’s corporate regulator, ASIC, has announced a major milestone in its efforts to simplify financial regulation, revealing it has cut more than 9,240 pages...

The concept of risk-based approaches (RBAs) has become central to financial crime compliance worldwide. According to Arctic Intelligence, unlike rigid, rule-based systems, RBAs allocate...

The Securities and Futures Commission (SFC) has reprimanded and fined The Hongkong and Shanghai Banking Corporation Limited (HSBC) HK$4.2m after uncovering disclosure failures in...

Financial regulators across the world are moving quickly to shape the future of artificial intelligence in financial services, balancing the opportunities of digital transformation...