Tag: financial regulation

Financial firms are facing growing pressure to demonstrate how artificial intelligence is being used, governed and disclosed as the US Securities and Exchange Commission’s...

Prediction markets have rapidly become one of financial services' most discussed developments, opening new avenues for participation while introducing fresh compliance and conduct risks. As...

Ask a bank how many controls it operates and you will rarely receive a confident answer. Ask how many it actually needs, and which...

The European Union's anti-money laundering regime is undergoing its most significant structural overhaul in decades, and at the heart of it sits the Authority...

The EU's Digital Operational Resilience Act (DORA) has stopped being a purely European concern. Since becoming enforceable on 17 January 2025, the regulation has steadily...

Sherlocq, a purpose built regulatory intelligence platform, has warned that the widening gap between UK and EU financial regulation is becoming one of the...

More than 10 million UK adults could soon see their finances handled by an AI agent, according to a landmark review published this week...

The Financial Supervisory Service (FSS), South Korea's financial watchdog, has signed a collaborative agreement with six industry associations and training bodies aimed at strengthening...

The FCA and PRA have confirmed a package of changes to the Senior Managers and Certification Regime (SM&CR), reducing the number of certified persons,...

Key US RegTech investment stats in Q2 2026: US RegTech deal activity dropped 10% QoQ in Q2 California retained its position as the main...