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FCA’s AI sandbox opens to firms with NVIDIA support
The UK’s FCA has unveiled a new initiative aimed at boosting artificial intelligence (AI) adoption across the financial sector.
The regulator announced the launch...
From burden to benefit: Navigating CRR III and MiFID II with...
As the regulatory landscape tightens under CRR III and MiFID II, professionals in wealth and property management are under increasing pressure. New frameworks have introduced tougher documentation standards, more stringent capital requirements, and a demand for full transparency across financial processes.
Majority of fund compliance plans fall short, ASIC investigation finds
The ASIC has raised serious concerns over the compliance standards of REs overseeing managed investment schemes, after a targeted review found major shortcomings in...
New EU rules push investment firms towards greater execution transparency
The European Securities and Markets Authority (ESMA) recently released two major updates that are set to reshape compliance obligations for investment firms and asset managers across the EU.
Droit enhances regulatory reporting with LSEG shareholding data
Droit, a leading RegTech firm specialising in computational law and regulation, has announced the integration of LSEG’s Global Shareholding Disclosure Data into its Position Reporting platform.
ESMA seeks feedback on ESG rating regulation to enhance transparency and...
The European Securities and Markets Authority (ESMA) has launched a public consultation on new rules designed to regulate ESG rating providers.
Bank of England highlights AI’s potential threats to financial stability
As the Bank of England's Financial Policy Committee scrutinizes the integration of advanced AI technologies in trading and investment activities, it has raised concerns about the stability of the financial system.
The deregulation dilemma: Balancing simplification with financial stability
The term "deregulation" is increasingly prevalent among global policymakers, with a common narrative about cutting through the bureaucratic red tape that supposedly stifles competition. Since the 2008 financial crisis, financial institutions have been operating under a dense regulatory framework designed to mitigate risks and uphold financial stability.
Indian RegTech funding fell by 43% as investors prioritised smaller deals...
Key Indian RegTech investment stats in 2024:
Indian RegTech funding fell by 43% in 2024 YoY
Average deal value dropped to $6m as investors...
What to know about the AMF updates to ESG naming rules...
At the end of 2024, the AMF Position-Recommendation DOC-2020-03, commonly known as the AMF Doctrine, was amended to bring it in line with the European Securities and Markets Authority’s (ESMA) guidelines on fund naming.
