Home Tags Financial services compliance

Tag: financial services compliance

Zeidler adds Hong Kong to global MMR-Tool compliance suite

Zeidler Group has expanded its Marketing Material Review Tool (MMR-Tool) to include Hong Kong’s regulatory framework, enabling asset managers to meet the region’s fund...

Why compliance needs humans in the AI loop

Compliance teams across the financial sector are facing an unprecedented challenge. With staff expected to review an avalanche of emails, instant messages, and chats...

Building AI-enabled ToMs for smarter compliance

As the compliance landscape evolves, firms are rethinking the role of technology—not as a one-size-fits-all solution, but as a tool to be woven into the fabric of operations.

Training is the area with highest penetration of tech and data...

Key Global RegTech investment trends for 2025: 1,802 executives were surveyed to obtain their perspectives on compliance practices, challenges, and ways they are evolving...

UK RegTech deal activity dropped by 59% in 2024 with no...

Key UK RegTech investment stats for 2024: UK RegTech deal activity dropped by 59% YoY There were zero deals over $100m in 2024 as...

UK leaps to secure 30% of the top 10 RegTech deals...

Key Global RegTech investment stats in Q3 2024: Global RegTech funding halved in Q3 QoQ UK leaps to the top of the pack as...

50,000+ RegTech leaders get exclusive industry stories delivered every week