Tag: financial services compliance

The rise of AI-enabled chat within unified communications and collaboration platforms has transformed how organisations communicate internally and with customers. While these tools provide...

A newly granted patent to Theta Lake highlights a growing compliance challenge in modern digital workplaces: identifying which applications appear on screen during collaboration...

Compliance management has traditionally been a fragmented and complex process for organisations operating in regulated industries. For many years, businesses have relied on a...

A new global report from eflow has found that financial institutions are increasingly concerned about the compliance risks associated with the rapid adoption of...

AI-enabled supervision is often marketed with bold promises of “99% accuracy” or near-total false positive reduction. In a previous instalment of this series, the...

Nearly two-thirds of firms globally are allowing employees to trade digital assets without pre-approval, according to new research from StarCompliance, exposing what the company...

A structural shift is reshaping how regulated firms approach recordkeeping. In an era defined by hybrid working, AI-generated content and multichannel digital conversations, simply...

Red Oak, a RegTech provider focused on modern compliance connectivity for financial services firms, has expanded its senior leadership team with the appointment of...

In compliance, technology increasingly shapes outcomes, but culture still determines how those outcomes are understood and acted upon. Traditionally reliant on manual processes, the...

Mobile communications have become one of the most challenging areas of modern communications compliance. As regulators continue to issue fines linked to off-channel messaging and...