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US regulator FINRA launches new office monitoring issues from fintech innovation
US regulatory body FINRA has launched an Office of Financial Innovation focused on issues around new uses of fintech by businesses.
FINRA looks to consolidate examination and risk monitoring programs
FINRA is planning to consolidate its Examination and Risk Monitoring Programs, integrating three separate programs into a single program.
Theta Lake joins the RingCentral Connect Platform Partner Program
Theta Lake, a provider compliance for audio and video communication, today announced that it has joined the RingCentral Connect Platform Partner Program.
FINRA makes first disciplinary action involving cryptos
FINRA has marked its disciplinary action involving cryptocurrencies by filing a complaint against Timothy Tilton Ayre.
How to navigate competing regulations: unintended consequences of GDPR
GDPR and MiFID II can create a tension between retention and protection requirements around communications with clients and customers.
Investment bank expands relationship with Inforalgo
Inforalgo has expanded its relationship with a global tier 1 capital markets investment bank to include complex data integration requirements.
FINRA requests comment on FinTech Innovation
The Financial Industry Regulatory Authority(FINRA) is seeking comment on how it can support financial technology innovation in the Broker-Dealer Industry.
TITUS and Virtru partner for data protection
TITUS, a leading provider of data classification and protection solutions, has formed a partnership with Virtru to simplify data protection.
Gresham acquires payments provider B2 Group
Gresham Technologies, a financial data platform, has acquired payments provider B2 Group for an undisclosed amount.
FairWarning collects $60m to catch people stealing data
FairWarning, a Florida-based privacy and security company, has landed $60m from Mainsail Partners.
