Tag: FINRA

Theta Lake, a provider compliance for audio and video communication, today announced that it has joined the RingCentral Connect Platform Partner Program.

FINRA has marked its disciplinary action involving cryptocurrencies by filing a complaint against Timothy Tilton Ayre.

GDPR and MiFID II can create a tension between retention and protection requirements around communications with clients and customers.

Inforalgo has expanded its relationship with a global tier 1 capital markets investment bank to include complex data integration requirements.

The Financial Industry Regulatory Authority(FINRA) is seeking comment on how it can support financial technology innovation in the Broker-Dealer Industry.

TITUS, a leading provider of data classification and protection solutions, has formed a partnership with Virtru to simplify data protection.

Gresham Technologies, a financial data platform, has acquired payments provider B2 Group for an undisclosed amount.

FairWarning, a Florida-based privacy and security company, has landed $60m from Mainsail Partners.

Hatton Consulting has purchased Quantvex, a venture-backed technology startup focused on digital engagement for the wealth management industry.

Seceon, which detects and eliminates cyber threats in real-time, has launched aiSIEM to simplify security information and event management (SIEM).