Tag: governance

The Financial Conduct Authority’s launch of its inaugural Enforcement Watch newsletter marks a clear shift in how the regulator signals its enforcement priorities to...

In compliance, technology increasingly shapes outcomes, but culture still determines how those outcomes are understood and acted upon. Traditionally reliant on manual processes, the...

AI is rapidly moving from a promising experiment to a foundational capability within RegTech, forcing financial institutions to reassess how compliance teams operate and...

There was a time when financial crime risk assessments were treated as a box-ticking exercise, completed periodically to meet regulatory expectations rather than to...

UK asset managers are heading into 2026 with a regulatory agenda that is moving quickly from consultation to delivery, as post-Brexit reforms transition from...

2025 has been a hinge year for global compliance, with regulators raising expectations across multiple fronts and forced firms to rethink what “good” looks...

Financial crime risk assessments are often discussed as exercises in methodology: the right framework, the right scoring model, the right template. But the real...

Regulated firms have made Zoom central to day-to-day communication, but the compliance risk often sits in the integration layer rather than the user experience. Supervisors...

Norm Ai is expanding its Legal & Compliance AI Platform with a new DDQ and RFP Completion solution, positioning the product as a way...

As financial institutions accelerate their use of artificial intelligence to combat financial crime, explainability has moved from a technical consideration to a strategic priority. The...