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FCA and PRA move to slash SMCR burden for firms
The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of reforms to the Senior Managers and Certification Regime (SMCR), aiming...
US firms led World Cup RegTech activity accounting for 55% of...
Key World Cup RegTech stats since 2023:
From the pitch to compliance: World Cup special on global RegTech
Global RegTech deal activity among World...
CBI review exposes gaps in MiFID compliance functions
Irish MiFID investment firms are under fresh regulatory pressure after the Central Bank of Ireland (CBI) published its Thematic Assessment of the compliance function...
Norm Ai raises $120m to scale AI compliance platform
Norm Ai, an AI-powered regulatory technology company, has raised $120m in Series C funding at a $1.2bn valuation to expand its platform for managing...
RegTech vendor selection centres on security at 41%, yet vendors overweight...
Key views on factors FIs prioritise when selecting a third-party RegTech solution:
The Global State of RegTech surveyed 300 FI decision-makers and 100 vendors...
The confidence trap in financial crime risk assessments
Ask most organisations how mature their financial crime risk assessment capabilities are and the answers tend to be strikingly confident. Years of running assessments,...
FIs and vendors agree legacy systems are the issue but diverge...
Key views on barriers to third-party RegTech adoption across FIs:
The Global State of RegTech surveyed 300 FI decision-makers and 100 vendors on the...
Building AI governance for the next compliance era
Artificial intelligence is rapidly transforming compliance, but as adoption accelerates, so too do questions around governance, accountability and trust. Building effective AI governance is...
APRA’s governance overhaul targets poor oversight culture
The Australian Prudential Regulation Authority (APRA) has launched the final phase of its governance review, publishing updated draft requirements intended to raise leadership standards...
The hidden control gaps in MiFIR transaction reporting
Transaction reporting under MiFIR was never designed to be a box-ticking exercise. Its purpose has always been to support the detection and investigation of...