Tag: MiFID II

Legacy voice recording platforms are quietly becoming one of the biggest hidden liabilities for regulated firms, only surfacing as a problem when a regulator...

From 1 September 2026, the FCA Code of Conduct will extend to cover bullying, harassment and violence at every FCA-authorised organisation, dragging nearly 38,000...

Ctrl Alt, a tokenisation infrastructure provider focused on digital capital markets, has secured MiFID authorisation from the Central Bank of Ireland (CBI), strengthening its...

Irish MiFID investment firms are under fresh regulatory pressure after the Central Bank of Ireland (CBI) published its Thematic Assessment of the compliance function...

Artificial intelligence is fundamentally reshaping how financial services firms operate, and with that shift comes mounting pressure to ensure adoption remains safe, responsible, and...

Transaction reporting under MiFIR was never designed to be a box-ticking exercise. Its purpose has always been to support the detection and investigation of...

Financial institutions collectively pour more than $300bn into compliance every year. That figure, drawn from research spanning global banking, insurance and asset management, has...

Archive modernisation has quietly become one of the most fiercely contested categories in regulated communications. A year ago, "archive" was little more than a...

In today's hybrid workplace, Microsoft Teams has evolved far beyond a simple video conferencing tool. It now serves as the de facto boardroom, trading...

Regulatory compliance in financial services hinges on one non-negotiable principle: the completeness and accuracy of records. Across global markets, a dense framework of rules...