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CBI review exposes gaps in MiFID compliance functions

Irish MiFID investment firms are under fresh regulatory pressure after the Central Bank of Ireland (CBI) published its Thematic Assessment of the compliance function...

Theta Lake earns FCA AI Lab spotlight for compliance

Artificial intelligence is fundamentally reshaping how financial services firms operate, and with that shift comes mounting pressure to ensure adoption remains safe, responsible, and...

The hidden control gaps in MiFIR transaction reporting

Transaction reporting under MiFIR was never designed to be a box-ticking exercise. Its purpose has always been to support the detection and investigation of...

The compliance gap AI is finally positioned to close

Financial institutions collectively pour more than $300bn into compliance every year. That figure, drawn from research spanning global banking, insurance and asset management, has...

Why your archive vendor may fail when regulators ask

Archive modernisation has quietly become one of the most fiercely contested categories in regulated communications. A year ago, "archive" was little more than a...

Why speaker diarization is now a compliance must-have

In today's hybrid workplace, Microsoft Teams has evolved far beyond a simple video conferencing tool. It now serves as the de facto boardroom, trading...

How Theta Lake tackles regulatory reconciliation

Regulatory compliance in financial services hinges on one non-negotiable principle: the completeness and accuracy of records. Across global markets, a dense framework of rules...

How firms can manage compliance in AI-driven chat platforms

The rise of AI-enabled chat within unified communications and collaboration platforms has transformed how organisations communicate internally and with customers. While these tools provide...

Cutting off-channel risk in insurance compliance

Regulators are tightening expectations around communications governance, and insurers are feeling the pressure. Supervisors increasingly require firms to demonstrate complete data capture and rapid...

EU market integration proposal: what asset managers need to know

According to Zeidler Group, the European Commission's Market Integration Legislative proposal, published on 4 December 2025, sets out a broad restructuring of the rules...

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