Tag: MiFID II

Zeidler Group has introduced a major enhancement to its AI-powered Marketing Material Review Tool (MMR-Tool), broadening its scope to cover advertising materials for securities. The...

IT departments across regulated sectors are facing an unprecedented challenge: managing the sheer volume of communications data created daily. According to Wordwatch, from emails...

Regulation is meant to reduce risk and protect the financial system—but when poorly coordinated or misaligned, even well-meaning rules can produce unexpected outcomes. These...

In a regulatory climate where compliance is non-negotiable, record management systems have evolved from an operational convenience to a regulatory necessity. Organisations across financial...

As the regulatory landscape tightens under CRR III and MiFID II, professionals in wealth and property management are under increasing pressure. New frameworks have introduced tougher documentation standards, more stringent capital requirements, and a demand for full transparency across financial processes.

The European Securities and Markets Authority (ESMA) recently released two major updates that are set to reshape compliance obligations for investment firms and asset managers across the EU.

In today’s financial services landscape, records management has become a complex compliance issue that firms can no longer afford to overlook. According to Corlytics,...

As financial institutions and regulated firms increasingly depend on call recording for compliance, security, and operational insights, the looming end-of-life (EOL) of Nice Trading Recording (NTR) systems presents a major challenge.

In the ever-evolving landscape of financial regulation, staying compliant while efficiently managing risks presents significant challenges.

The RegTech sector has gained significant traction in the financial industry over the past few years, with global adoption accelerating. According to market projections,...