Tag: MiFID II

ArchiveSocial, a platform helping organisations archive social media to meet communication regulation compliance, has netted $53m in funding.

The European Securities and Markets Authority (ESMA) has made new data around bonds available through its data register to support MiFID II and MiFIR compliance.

The European Securities and Markets Authority (ESMA) has delayed the release of the systematic internaliser (SI) regime data for equity, equity-like instruments and bonds.

Autonomous financial crime detection company NICE Actimize has enhanced its e-communication surveillance solution with improved machine learning, analytics and investigative tools.

Regulatory reporting and intelligence solution developer Cappitech has released its new RTS 28 Market Intelligence solution.

Derivative trading analytics platform Open Gamma has raised $10m in a funding round led by FinTech and B2B software-focused investors Dawn Capital.

The UK’s Financial Conduct Authority (FCA) has fined Goldman Sachs International £34.3m for failures with transaction reporting.

Regulatory reporting platform Cappitech has released its insights tool for peer review regulatory analysis.

Red Deer has deployed its research management solution to Engadine Partners to support its MiFID II compliance processes.

Compliance and data analytics company SteelEye has launched its holistic communications and trade surveillance solution.