The latest news stories, insights, data and expert analysis on all things RegTech from RegTech Analyst, the world’s leading provider of FinTech information services and B2B media products.
Home Tags RegTech
Tag: RegTech
Navigating the complexities of off-channel communications in finance
In recent years, off-channel communications have come under the intense scrutiny of regulators like the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC). This scrutiny is largely due to the risks these unmonitored communications pose, ranging from compliance issues to gaps in record-keeping that can affect investor protection.
How should RegTechs be preparing for DORA?
The Digital Operational Resilience Act (DORA) is a EU regulation that entered into force on 16 January 2023 and is currently set to apply as of...
SiriusPoint and Euclid Security forge strategic partnership to enhance liability programme
SiriusPoint Ltd., a global specialty insurer and reinsurer, and Euclid Security Programs LLC, a boutique managing general underwriter (MGU) specialising in security industry risks, have...
Combatting cargo theft: The power of CDL Scanners in protecting freight
Cargo theft is soaring, with no sign of decline in sight. In 2023 alone, the U.S. faced losses of $130m due to cargo theft,...
Exploring the future of voice compliance in financial services
At a recent RegTech event in NewYork, topics ranged from AI and blockchain to cybersecurity and IoT, but the standout issue was voice compliance, which consistently emerged across various discussions.
Norm Ai secures $27m Series A to revolutionise RegTech with AI
Norm Ai, an emerging leader in the RegTech arena, has successfully completed a significant Series A fundraising initiative, amassing $27m.
eflow Global spearheads compliance with free EMIR Refit readiness audit
RegTech firm eflow Global has introduced a free audit service aimed at enhancing compliance in derivatives transaction reporting.
Complyport launches AI tool to revolutionise compliance services
Complyport, a leader in RegTech solutions, has introduced ViCA.Chat, a cutting-edge Virtual Compliance Assistant powered by AI.
REGnosys contributes Rune DSL to FINOS open source initiative
REGnosys and the Fintech Open Source Foundation (FINOS) have announced a significant contribution to the open-source community.
Harnessing the promise of AI for real-time compliance management
Time-tested, established methods form the backbone of effective compliance programmes.
