Tag: RegTech

For years, RegTech was viewed as the quiet cousin of the FinTech revolution—a necessary, often invisible layer of digital defence. But as we move...

A more fractured global order is fundamentally changing how financial crime risk emerges, spreads and hides. Rising geopolitical rivalry, diverging regulatory regimes, fractured supply...

The Securities and Exchange Commission (SEC) has unveiled a revised regulatory framework designed to strengthen corporate transparency and improve the accuracy and timeliness of...

DigitalXForce, an AI-native governance, risk and compliance (GRC) and enterprise security risk posture management (ESRPM) innovator, today announced a strategic funding milestone. The company has...

Global anti-money laundering enforcement intensified throughout 2025, with regulators across Europe, the Americas, APAC and the Middle East issuing record penalties, expanding supervisory powers...

As investment managers face mounting regulatory scrutiny and increasingly sophisticated client expectations, compliance with the Global Investment Performance Standards (GIPS) continues to play a...

Fraud losses continue to rise at an alarming pace. In 2024, consumers and businesses reported losing more than $12.5bn to fraud, marking a 25%...

FINRA’s newly published 2026 Regulatory Oversight Report delivers a clear message to the financial services industry: the pace of GenAI adoption is outstripping the...

A communications archive has become a foundational capability for organisations operating in today’s digital-first environment, particularly within regulated sectors such as financial services. At its...

Accurate and timely SEC Form ADV filings play a critical role in protecting an investment adviser’s reputation and maintaining alignment with regulatory expectations. When firms...